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GMP Capital

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Corporate / Regulatory and Legal Disclosures / Memberships

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Regulatory and Legal Disclosures

  • Legal Disclaimers
    • Terms and Conditions
    • Complaints Procedure
  • Memberships
  • Canadian Regulatory & Legal Disclosures
    • Trade Matching Statement
    • Accessible Customer Service Policy
  • U.S. Regulatory & Legal Disclosures
    • Griffiths McBurney Corp. SEC Rule 606
    • Griffiths McBurney Corp. Business Continuity Plan Summary Notice
  • U.K. Regulatory & Legal Disclosures
    • Conflicts of Interest Policy

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Memberships


RF Securities Clearing LP 
Member of: IIROC / Canadian Investor Protection Fund/Toronto, Montreal and TSX Venture stock exchanges

Griffiths McBurney Corp.
Members of: FINRA / SIPC

FirstEnergy Capital LLP
Authorized and Regulated by the  Financial & Conduct Authority

GMP Capital Inc.

GMP is a leading, Canadian independent financial services firm that currently operates through two business segments; Operations Clearing and Wealth Management; and a corporate segment. GMP provides carrying broker services to Richardson GMP and carrying broker services to Stifel's Canadian capital markets business.

Investor Relations

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About Us

GMP is a leading, Canadian, independent, financial services firm. GMP is listed on the Toronto Stock Exchange under the symbol "GMP".

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Accessibility

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© 2019 GMP Capital Inc. All rights reserved.
GMP is a registered trademark of its owner used under license

  • Operations Clearing
  • Wealth Management
  • Regulatory and Legal Disclosures
  • Memberships
  • Privacy
  • Accessibility